Stephanie Lee Krug

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2016 → 10/2019
  Morgan Stanley Distribution, Inc.
  New York, NY
• 10/2019 → 12/2021
  Park Ave Financial Advisors
  New York, NY
• 10/2019 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2009-07-24 → 2013-02-26
  New York Life Investment Management Llc
  New York, NY

Other Businesses

(1) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE APX NUMBER OF HOURS PER WEEK: 20 APX NUMBER OF HOURS DURING TRADING HOURS: 20 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, ANNUITIES, AND LONG-TERM CARE (2) NAME OF OTHER BUSINESS: DOMINO WEALTH ADVISORY ; INVESTMENT RELATED: YES ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: FINANCIAL SERVICES ; START DATE: 10/2020 ; POSITION/TITLE/RELATIONSHIP: OWNER / FINANCIAL ADVISOR ; APX NUMBER OF HOURS PER WEEK: 40 ; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 ; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES ; (3) NAME OF OTHER BUSINESS:AVORA AT PORT IMPERIAL CONDOMINIMUM ASSOCIATION ; INVESTMENT RELATED: NO ; ADDRESS: 800 AVE AT PORT IMPERIAL BLVD ; WEEHAWKEN, NJ 07086; NATURE OF BUSINESS: BOARD ; START DATE: 10/01/2020 ; POSITION/TITLE/RELATIONSHIP: TREASURER ; APX NUMBER OF HOURS PER WEEK: 10 ; APX NUMBER OF HOURS DURING TRADING HOURS:2 ; BRIEF DESCRIPTION OF DUTIES: ATTEND BOARD MEETINGS, MAKE DECISIONS ON BEHALF OF RESIDENTS & ANNUAL BUDGET-ADDING SECOND SIGNER;

Exams

• S65 Uniform Investment Adviser Law Examination
  2021-07-23
• S66 Uniform Combined State Law Examination
  2008-12-03