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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-04-28 |
| KY | RA | APPROVED | 2016-04-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Florence | KY | 03/2016 | Present |
| Jpmorgan Chase Bank | Burlington | KY | 03/2016 | 02/2018 |
| Home Depot | Florence | KY | 09/2015 | 01/2021 |
| Jpmorgan Chase Bank (Oh) | Florence | KY | 02/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-08-09 |
| S63 | Uniform Securities Agent State Law Examination | 2009-12-01 |
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