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Javier Elias Lopez

Schwab Wealth Advisory, Inc.

Jersey City, NJ

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Current Employers
Schwab Wealth Advisory, Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-08-11
NJ RA APPROVED 2025-05-15
NY RA APPROVED 2025-05-13
  • TX RA
    APPROVED
    Since 2025-08-11
  • NJ RA
    APPROVED
    Since 2025-05-15
  • NY RA
    APPROVED
    Since 2025-05-13

Branch Locations

30 Hudson Street, Jersey City, NJ 07302 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citibank Ridgewood NJ 08/2015 09/2016
Td Ameritrade New York NY 09/2016 12/2022
Charles Schwab And Co., Inc. Jersey City NJ 12/2022 Present
Charles Schwab Bank, Ssb New York NY 11/2023 05/2025
Schwab Wealth Advisory Inc. Jersey City NJ 05/2025 Present
  • 08/2015 → 09/2016
    Citibank
    Ridgewood, NJ
  • 09/2016 → 12/2022
    Td Ameritrade
    New York, NY
  • 12/2022 → Present
    Charles Schwab And Co., Inc.
    Jersey City, NJ
  • 11/2023 → 05/2025
    Charles Schwab Bank, Ssb
    New York, NY
  • 05/2025 → Present
    Schwab Wealth Advisory Inc.
    Jersey City, NJ
Previous Registrations
  • 2016-10-13 → 2023-09-07
    Td Ameritrade Investment Management, Llc
    New York, NY
  • 2016-10-20 → 2022-10-14
    Td Ameritrade, Inc.
    New York, NY
    New York City, NY
  • 2014-12-10 → 2015-07-28
    Ubs Financial Services Inc.
    Weehawken, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-12-06
S63 Uniform Securities Agent State Law Examination 2008-08-27
  • S66 Uniform Combined State Law Examination
    2014-12-06
  • S63 Uniform Securities Agent State Law Examination
    2008-08-27
Designations
Other Names
  • Javier Elias Lopez
  • Javier Lopez

View on SEC IAPD

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Other Offices

MORGAN STANLEY INVESTMENT MANAGEMENT INC. · NEW YORK, NY
MSRESS III MANAGER, L.L.C. · NEW YORK, NY
MS CAPITAL PARTNERS ADVISER INC. · NEW YORK, NY
MORGAN STANLEY INFRASTRUCTURE INC. · NEW YORK, NY
MORGAN STANLEY PRIVATE EQUITY ASIA, INC. · NEW YORK, NY
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MORGAN STANLEY REAL ESTATE ADVISOR, INC. · NEW YORK, NY
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