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Current Employers
State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
HI RA APPROVED 2025-06-10
  • HI RA
    APPROVED
    Since 2025-06-10

Branch Locations

7192 Kalanianaole Hwy Suite G230, Honolulu, HI 96825 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
The Prudential Insurance Company Of America Flushing NY 09/2019 09/2021
Pruco Securities Llc Flushing NY 09/2019 09/2021
Carl Ferraro Iii. Insurance Agency Woodside NY 06/2009 09/2019
Carl J. Ferraro Iii. Insurance Agency Woodside NY 09/2021 04/2025
State Farm Vp Management Corp. Woodside NY 12/2021 04/2025
State Farm Vp Management Corp. Honolulu HI 04/2025 Present
State Farm Insurance Honolulu HI 04/2025 Present
State Farm Investment Management Corp Honolulu HI 04/2025 Present
  • 09/2019 → 09/2021
    The Prudential Insurance Company Of America
    Flushing, NY
  • 09/2019 → 09/2021
    Pruco Securities Llc
    Flushing, NY
  • 06/2009 → 09/2019
    Carl Ferraro Iii. Insurance Agency
    Woodside, NY
  • 09/2021 → 04/2025
    Carl J. Ferraro Iii. Insurance Agency
    Woodside, NY
  • 12/2021 → 04/2025
    State Farm Vp Management Corp.
    Woodside, NY
  • 04/2025 → Present
    State Farm Vp Management Corp.
    Honolulu, HI
  • 04/2025 → Present
    State Farm Insurance
    Honolulu, HI
  • 04/2025 → Present
    Honolulu, HI
Other Businesses

1) State Farm; Investment-related; One State Farm Plaza, Bloomington, IL 61710; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); State Farm employee; Intern; 04/26/2025; 80; 80; Service customers

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-02-03
S63 Uniform Securities Agent State Law Examination 2019-11-11
  • S65 Uniform Investment Adviser Law Examination
    2025-02-03
  • S63 Uniform Securities Agent State Law Examination
    2019-11-11
Other Names
  • Lana Luk
  • Lalana Luk
  • Lalana Luk

View on SEC IAPD

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