Joseph Anthony Maximos

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2022-01-19
NJ	RA	APPROVED	2021-12-08
NY	RA	APPROVED	2021-06-09
CT	RA	APPROVED	2020-12-14

TX RA
APPROVED_RES

Since 2022-01-19
NJ RA
APPROVED

Since 2021-12-08
NY RA
APPROVED

Since 2021-06-09
CT RA
APPROVED

Since 2020-12-14

Branch Locations

Harborside 2 200 Hudson Street, Suite 501, Jersey City, NJ 07311 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	Jersey City	NJ	06/2019	Present
Emerging Global Advisors	New York	NY	01/2014	09/2016
Blackrock	New York	NY	09/2016	03/2019
Time Off In Between Jobs	New Jersey	NJ	04/2019	06/2019
E*Trade Securities, Llc	Jersey City	NJ	01/2022	09/2023

06/2019 → Present

Morgan Stanley

Jersey City, NJ
01/2014 → 09/2016

Emerging Global Advisors

New York, NY
09/2016 → 03/2019

Blackrock

New York, NY
04/2019 → 06/2019

Time Off In Between Jobs

New Jersey, NJ
01/2022 → 09/2023

E*Trade Securities, Llc

Jersey City, NJ

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-12-11

S66 Uniform Combined State Law Examination

2020-12-11

Other Names

Joseph A Maximos

View on SEC IAPD

Current Employers

Morgan Stanley

Disclosures

Employment History

Exams

Other Names

Other Firms

Other Investors

Other Offices

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