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Javier Mondragon

J.P. Morgan Securities LLC

Studio City, CA

Sun Valley, CA

Sun Valley, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-05-13
CA RA APPROVED 2021-04-28
  • TX RA
    APPROVED
    Since 2022-05-13
  • CA RA
    APPROVED
    Since 2021-04-28

Branch Locations

12051 Ventura Blvd., Studio City, CA 91604 • United States

8040 Vineland Ave., Sun Valley, CA 91352 • United States

8301 Laurel Canyon Blvd, Sun Valley, CA 91352 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Studio City CA 03/2010 Present
J.P. Morgan Securities Llc Studio City CA 10/2012 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-04-16
S63 Uniform Securities Agent State Law Examination 2010-04-16
  • S66 Uniform Combined State Law Examination
    2021-04-16
  • S63 Uniform Securities Agent State Law Examination
    2010-04-16
Other Names
  • Javier Mondragon
  • Javier Mondragon

View on SEC IAPD

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Other Offices

OSAIC INSTITUTIONS, INC. · Studio City, CA
U.S. BANCORP ADVISORS, LLC · Studio City, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · STUDIO CITY, CA
WELLS FARGO CLEARING SERVICES, LLC · STUDIO CITY, CA
XLIV CAPITAL · STUDIO CITY, CA
ACAP ASSET MANAGEMENT, INC. · STUDIO CITY, CA
EDWARD JONES · STUDIO CITY, CA
LPL FINANCIAL LLC · STUDIO CITY, CA

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