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Erik Jason Jones

Wells Fargo Clearing Services, LLC

El Segundo, CA

Rancho Palos Verdes, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-07-21
  • CA RA
    APPROVED
    Since 2021-07-21

Branch Locations

2141 Rosecrans Ave Ste 4100 [Lg/Lb-Rbo], El Segundo, CA 90245 • United States

28350 S Western Ave, Rancho Palos Verdes, CA 90275 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Los Angeles CA 12/2014 11/2016
Wells Fargo Bank, Na Rancho Palos Verdes CA 03/2013 Present
Wells Fargo Clearing Services, Llc Rancho Palos Verdes CA 11/2016 Present
  • 12/2014 → 11/2016
    Wells Fargo Advisors, Llc
    Los Angeles, CA
  • 03/2013 → Present
    Wells Fargo Bank, Na
    Rancho Palos Verdes, CA
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Rancho Palos Verdes, CA
Other Businesses

STONEBRIDGE PARK CONDOMINIUMS ; INV RELATED; CLAREMONT, CA; PROP; TREASURER; START DATE: 10/15/2025; 1 HRS PER MONTH; 0 HRS DURING TRADING |

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-07-21
S63 Uniform Securities Agent State Law Examination 2009-02-19
  • S65 Uniform Investment Adviser Law Examination
    2021-07-21
  • S63 Uniform Securities Agent State Law Examination
    2009-02-19
Other Names
  • Erik Jones

View on SEC IAPD

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Other Offices

MORGAN STANLEY · El Segundo, CA
WELLS FARGO CLEARING SERVICES, LLC · EL SEGUNDO, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · EL SEGUNDO, CA
SOLACE CAPITAL PARTNERS, L.P. · EL SEGUNDO, CA
STRANDVIEW CAPITAL, LLC · EL SEGUNDO, CA
UBS FINANCIAL SERVICES INC. · El Segundo, CA
UBS FINANCIAL SERVICES INC. · El Segunda, CA
LPL FINANCIAL LLC · EL SEGUNDO, CA

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