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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-02-27
MI RA APPROVED 2011-03-31
  • TX RA
    APPROVED
    Since 2023-02-27
  • MI RA
    APPROVED
    Since 2011-03-31

Branch Locations

1901 W Ridge St Ste 5, Marquette, MI 49855 • United States

902 Razorback Dr Ste 7B, Houghton, MI 49931 • United States

Marquette, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Marquette MI 01/2011 03/2020
Ameriprise Financial Services, Llc Marquette MI 03/2020 Present
Other Businesses

Business Ownership; Method Real Estate Partners; Bookkeeper and oversight of property management; Real Estate; 17 E Nicolet Blvd, , Marquette, MI, 49855; Investment-Related; 02/15/2019; 1 to 9 hours per month; 1 to 9 during trading hours / ASGK Holdings; Owner; Manage Ameriprise Business; 1901 W Ridge St, Ste 5, Marquette, MI, 49855; Investment-Related; 01/01/2024; 1 to 9 hours per month; 1 to 9 during trading hours / Burgeon Enterprises, LLC; Oversite of books/records, profit distributions and tax filings.; This entity is established to house the staffing and support of my financial services practice.; 1901 W. Ridge St. Ste 5, , Marquette, MI, 49855; Investment-Related; 04/07/2020; 1 to 9 hours per month; 1 to 9 during trading hours. Board of Directors; Lake Superior Community Partnership Foundation; Treasurer / Board Member; 501 S. Front St., Marquette MI 49855, ,; Not Investment-Related; 09/01/2015; 1 to 9 hours per month; 1 to 9 during trading hours / Japhet School; Board President and Trustee; 839 S. Crooks, , Clawson, MI, 48017; Not Investment-Related; 06/11/2021; 1 to 9 hours per month; 1 to 9 during trading hours / Rotary International District 6220; District Treasurer; n/a, , Marquette, MI, 49855; Not Investment-Related; 07/07/2023; 1 to 9 hours per month; 1 to 9 during trading hours / Marquette After Hours Rotary Satellite Club; Member; 1401 Presque Isle Ave, , Marquette, MI, 49855; Not Investment-Related; 03/01/2023; 1 to 9 hours per month; 1 to 9 during trading hours / Lake Superior Community Partnership; Executive Board Member; 501 S. Front St., , Marquette, MI, 49855; Not Investment-Related; 05/22/2024; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; ASGK Holdings; Owner; Manage advisory business; 1901 W Ridge St Ste 5, , Marquette, MI, 49855; Investment-Related; 01/01/2024; 40 to 59 hours per month; 40 to 59 during trading hours / Burgeon Enterprises, LLC; Manager - Manage the equity of my financial services practice; Holds of the equity of my financial serivces pracitce and staffs employess to service my clients.; 1901 W Ridge St Ste 5, , Marquette, MI, 49855; Investment-Related; 04/07/2020; 40 to 59 hours per month; 40 to 59 during trading hours. Other Business Activities; Class Agent for Cranbrook Kingswood Class of 2006; Class Agents are volunteers for The Cranbrook Schools Fund who help raise funds for the annual campaign. Activities are ongoing throughout the school year but mostly entail being the point of contact for classmates to dontate and sending reminder emails through the Schools' database system.; 39221 Woodward Ave, , Bloomfield Hills, MI, 48304; Not Investment-Related; 09/01/2025; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-03-30
  • S66 Uniform Combined State Law Examination
    2011-03-30
Designations

View on SEC IAPD

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