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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2024-11-14
  • NV RA
    APPROVED
    Since 2024-11-14

Branch Locations

8565 S. Eastern Avenue Suite 154, Las Vegas, NV 89123 • United States

2325 East Camelback Road Suite 100, Phoenix, AZ 85016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Valic Financial Advisors, Inc Reno NV 11/2013 09/2021
Pruco Securities, Llc. Las Vegas NV 09/2021 11/2024
Prudential Insurance Company Of America Las Vegas NV 09/2021 Present
Lpl Enterprise, Llc Las Vegas NV 11/2024 Present
Previous Registrations
  • 2021-09-17 → 2024-11-14
    Las Vegas, NV
    Phoenix, AZ
  • 2013-12-04 → 2021-09-14
    Reno, NV
    Salt Lake City, UT
    Las Vegas, NV
    Salt Lake City, UT
  • 2011-01-03 → 2013-12-17
    Salt Lake City, UT
    Farmington, UT
    Clinton, UT
    Ogden, UT
  • 2008-09-15 → 2011-01-03
    Wells Fargo Investments, Llc
    Clinton, UT
    Ogden, UT
    Salt Lake City, UT
    Ogden, UT
    Roy, UT
    Roy, UT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-09-11
  • S66 Uniform Combined State Law Examination
    2008-09-11
Other Names
  • Leesa Kae Leishman
  • Leesa Leishman Maw
  • Leesa Leishman Valdez
  • Leesa Valdez

View on SEC IAPD

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