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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-07-27 |
| TX | RA | APPROVED | 2021-01-08 |
| NJ | RA | APPROVED | 2013-03-26 |
Branch Locations
280 Park Ave 27Th & 29Th Fls, New York, NY 10017 • United States
Upper Saddle River, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | New York | NY | 09/2012 | 11/2016 |
| Wells Fargo Clearing Services, Llc | New York | NY | 11/2016 | Present |
RENTAL PROPERTY; INVESTMENT RELATED; SUFFERN, NY; 100% OWNERSHIP; START DATE = 10/01/2013; NO TIME DEVOTED. ROSIE'S THEATER KIDS; INV RELATED; NEW YORK, NY; ARTS EDUCATION ORG; TREASURER; START DATE: 10/10/2025; 3 HRS PER MONTH; 0 HRS DURING TRADING; |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-03-25 |
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