Inactive

Michael Ernest Venturini

Annex Wealth Management, LLC

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Current Employers

Annex Wealth Management, Llc

17950 W. Corporate Drive Suite 300, Brookfield, WI 53045 • United States

Current Registrations

Authority	Category	Status	Date
WI	RA	APPROVED	2019-04-12

WI RA
APPROVED

Since 2019-04-12

Branch Locations

17950 W. Corporate Drive Suite 300, Brookfield, WI 53045 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Annex Wealth Management, Llc	Elm Grove	WI	05/2015	Present
Hbeck	Elm Grove	WI	07/2015	12/2018

05/2015 → Present

Annex Wealth Management, Llc

Elm Grove, WI
07/2015 → 12/2018

Hbeck

Elm Grove, WI

Previous Registrations

2012-10-19 → 2015-05-22

Concorde Asset Management, Llc

Ann Arbor, MI

Racine, WI
2012-04-03 → 2012-10-18

Cambridge Investment Research Advisors, Inc.

Racine, WI
2011-10-06 → 2012-04-03

Annex Wealth Management, Llc

Brookfield, WI
2009-04-27 → 2011-09-06

Wells Fargo Clearing Services, Llc

Racine, WI

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2009-02-27
S63	Uniform Securities Agent State Law Examination	2008-09-05

S66 Uniform Combined State Law Examination

2009-02-27
S63 Uniform Securities Agent State Law Examination

2008-09-05

Other Names

Michael Venturini
Michael Ernest Venturini
Michael Venturini

View on SEC IAPD

Other Firms

RBC CAPITAL MARKETS, LLC

M HOLDINGS SECURITIES, INC.

STATE FARM INVESTMENT MANAGEMENT CORP.

AMERIPRISE FINANCIAL SERVICES, LLC

ENTASIS ASSET MANAGEMENT LLC

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

WHN INVESTOR SERVICES, INC.

Other Investors

DEANNE E PHILLIPS

MATTHEW ROSS KRENKE

Eric Gustav Strom

Thomas James Berkholtz

Heather Christine Shutta

Jeffrey Lynn Stanich

Clayton Joel Beilfuss

Logan Alexander Kepler

Other Offices

RBC CAPITAL MARKETS, LLC · BROOKFIELD, WI

MARINER · BROOKFIELD, WI

M HOLDINGS SECURITIES, INC. · Brookfield, WI

STATE FARM INVESTMENT MANAGEMENT CORP. · Brookfield, WI

AMERIPRISE FINANCIAL SERVICES, LLC · Brookfield, WI

ENTASIS ASSET MANAGEMENT LLC · Brookfield, WI

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC · BROOKFIELD, WI

WHN INVESTOR SERVICES, INC. · BROOKFIELD, WI

More in Brookfield, WI

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