Daniel M Paikin

Employer firm

Park Avenue Securities LLC CRD 46173

$19.6B regulatory AUM 38,649 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2026-06-16
UT	RA	APPROVED	2024-12-06
IN	RA	APPROVED	2024-12-02
NE	RA	APPROVED	2024-07-02
WI	RA	APPROVED	2024-05-30
MO	RA	APPROVED	2023-08-24
IL	RA	APPROVED	2023-07-31
NC	RA	APPROVED	2022-12-01
OR	RA	APPROVED	2022-02-23
GA	RA	APPROVED	2021-06-02
NY	RA	APPROVED	2021-04-16
DC	RA	APPROVED	2021-01-13
MA	RA	APPROVED	2020-06-16
OH	RA	APPROVED	2019-10-23
VA	RA	APPROVED	2019-03-08
TX	RA	APPROVED_RES	2018-09-14
MD	RA	APPROVED	2016-10-27
WA	RA	APPROVED	2016-10-21
FL	RA	APPROVED	2016-09-23
AZ	RA	APPROVED	2016-08-15
CO	RA	APPROVED	2014-10-09
CA	RA	APPROVED	2013-05-21
NJ	RA	APPROVED	2012-03-14
PA	RA	APPROVED	2011-04-05
CT	RA	APPROVED	2009-07-22

MN RA
APPROVED

Since 2026-06-16
UT RA
APPROVED

Since 2024-12-06
IN RA
APPROVED

Since 2024-12-02
NE RA
APPROVED

Since 2024-07-02
WI RA
APPROVED

Since 2024-05-30
MO RA
APPROVED

Since 2023-08-24
IL RA
APPROVED

Since 2023-07-31
NC RA
APPROVED

Since 2022-12-01
OR RA
APPROVED

Since 2022-02-23
GA RA
APPROVED

Since 2021-06-02
NY RA
APPROVED

Since 2021-04-16
DC RA
APPROVED

Since 2021-01-13
MA RA
APPROVED

Since 2020-06-16
OH RA
APPROVED

Since 2019-10-23
VA RA
APPROVED

Since 2019-03-08
TX RA
APPROVED_RES

Since 2018-09-14
MD RA
APPROVED

Since 2016-10-27
WA RA
APPROVED

Since 2016-10-21
FL RA
APPROVED

Since 2016-09-23
AZ RA
APPROVED

Since 2016-08-15
CO RA
APPROVED

Since 2014-10-09
CA RA
APPROVED

Since 2013-05-21
NJ RA
APPROVED

Since 2012-03-14
PA RA
APPROVED

Since 2011-04-05
CT RA
APPROVED

Since 2009-07-22

Branch Locations

437 Madison Avenue 29Th Floor, New York, NY 10022 • United States

Woodcliff Lake, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Guardian	New York	NY	06/2008	Present
Park Ave Securities	New York	NY	06/2008	Present
Guardian Life Insurance Company	Woodcliff Lake	NJ	06/2024	Present
Park Avenue Securities	Woodcliff Lake	NJ	06/2024	Present

06/2008 → Present

Guardian

New York, NY
06/2008 → Present

Park Ave Securities

New York, NY
06/2024 → Present

Guardian Life Insurance Company

Woodcliff Lake, NJ
06/2024 → Present

Park Avenue Securities

Woodcliff Lake, NJ

Other Businesses

1. Outside insurance I sell insurance products outside of guardian Start: 1/1/2014 Address: 120 Broadway, 37th floor New York, NY 10271 3 bus hrs per month Investment related >10% annual compensation 2). Tempus Financial Group, LLC-DBA which will be used for marketing purposes, Start: 02/04/2019, Address: 437 Madison Ave., 29th Floor New York, NY 10022, 160 total hours per month; 160 during securities trading hours, Investment related, More than 10% annual compensation,

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2009-06-16

S66 Uniform Combined State Law Examination

2009-06-16

View on SEC IAPD

Employer firm

Current Employers

Park Avenue Securities Llc

Disclosures

Employment History

Other Businesses

Exams

Nearby Firms

Nearby Investors

Nearby Offices

Reviews