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Lindsay Anne Moy

Iconiq Capital, LLC

New York, NY

San Francisco, CA

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Current Employers
Iconiq Capital, Llc

50 Beale St. Ste 2300, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2018-01-31
  • CA RA
    APPROVED
    Since 2018-01-31

Branch Locations

15 East 26Th. Street 6Th Floor, New York, NY 10010 • United States

50 Beale St. Ste 2300, San Francisco, CA 94105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sanford C. Bernstein & Co., Llc New York NY 07/2008 Present
  • 07/2008 → Present
    Sanford C. Bernstein & Co., Llc
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-03-19
S63 Uniform Securities Agent State Law Examination 2009-01-31
  • S66 Uniform Combined State Law Examination
    2014-03-19
  • S63 Uniform Securities Agent State Law Examination
    2009-01-31

View on SEC IAPD

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