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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-07-21 |
| VA | RA | APPROVED | 2017-03-25 |
Branch Locations
East Shore 1 100 Eastshore Drive, Suite 300, Glen Allen, VA 23059 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc. | Richmond | VA | 01/2015 | 03/2017 |
| Massachusetts Mutual Life Insurance Company | Glen Allen | VA | 07/2016 | Present |
| Mml Investors Services, Llc | Glen Allen | VA | 03/2017 | Present |
(1) NAME: LACY FINANCIAL LLC DBA FINANCIAL SERVICES OF VIRGINIA, INV REL: Y ADDR: 100 EASTSHORE DR SUITE 300 GLEN ALLEN VA 23059, NATURE: OUTSIDE INSURANCE POSITION: OWNER/OPERATOR, START:04/2021, NO HR/MO: 10 NO HR/MO DUR TRADING:0, DUTIES: SELLING VARIOUS FIXED INSURANCE PRODUCTS, LIFE, DISABILITY, LONG-TERM CARE. (2) NAME: WJL PROPERTIES LLC, INV REL: Y ADDR: RESIDENTIAL ADDRESS ON FILE, NATURE: LAND DEVELOPMENT, POSITION: OWNER/OPERATOR, NO HR/MO:10 NO HR/MO DUR TRADING:0, DUTIES: RUN ALL ACTIVITIES FROM PURCHASING, ADMIN AND MANAGING ACTIVITIES. (3) NAME: BOARD OF ZONING APPEALS INV REL: N ADDR: 1800 SANDY HOOK RD, GOOCHLAND, VA 23063 NATURE: BOARD OF ZONING APPEALS POSITION: MEMBER START DATE: 8/1/2024 NO. HR/MO: 2 NO. HR/MO DURING SEC TRADING: 0 DUTIES: REVIEW AND ADVISE THE BOARD OF SUPERVISORS IN REGARD TO ZONING APPEAL PROJECTS (4) NAME: MONTPELIER RV AND SELF STORAGE, LLC INV REL: Y ADDR: 16565 POUNCEY TRACT RD, ROCKVILLE, VA 23146 NATURE: RENTAL INCOME, SELF STORAGE FACILITY POSITION: PARTNER START DATE: 8/20/2024 NO. HR/MO: 9 NO. HR/MO DURING SEC TRADING: 0 DUTIES: INVESTOR, VOTING RIGHTS (5) NAME: THE DYLAN LACY FOUNDATION FOR RECOVERY INV REL: N ADDR: 306 LIBBY HILL CT., MANAKIN-SABOT, VA 23103 NATURE: RAISING FUNDS TO SUPPORT THE FIGHT AGAINST ADDICTION POSITION: MEMBER/VOLUNTEER START DATE: 8/20/2024 NO. HR/MO: 2 NO. HR/MO DURING SEC TRADING: 0 DUTIES: SOLICIT DONATIONS AND EVENT PLANNING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-04-17 |
| S63 | Uniform Securities Agent State Law Examination | 2008-08-15 |
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