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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-07-21
VA RA APPROVED 2017-03-25
  • TX RA
    APPROVED
    Since 2022-07-21
  • VA RA
    APPROVED
    Since 2017-03-25

Branch Locations

East Shore 1 100 Eastshore Drive, Suite 300, Glen Allen, VA 23059 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. Richmond VA 01/2015 03/2017
Massachusetts Mutual Life Insurance Company Glen Allen VA 07/2016 Present
Mml Investors Services, Llc Glen Allen VA 03/2017 Present
  • 01/2015 → 03/2017
    Metlife Securities Inc.
    Richmond, VA
  • 07/2016 → Present
    Massachusetts Mutual Life Insurance Company
    Glen Allen, VA
  • 03/2017 → Present
    Glen Allen, VA
Previous Registrations
  • 2015-01-02 → 2017-03-25
    Msi Financial Services, Inc.
    Richmond, VA
    Richmond, VA
  • 2014-05-05 → 2015-01-02
    New England Securities
    Richmond, VA
Other Businesses

(1) NAME: LACY FINANCIAL LLC DBA FINANCIAL SERVICES OF VIRGINIA, INV REL: Y ADDR: 100 EASTSHORE DR SUITE 300 GLEN ALLEN VA 23059, NATURE: OUTSIDE INSURANCE POSITION: OWNER/OPERATOR, START:04/2021, NO HR/MO: 10 NO HR/MO DUR TRADING:0, DUTIES: SELLING VARIOUS FIXED INSURANCE PRODUCTS, LIFE, DISABILITY, LONG-TERM CARE. (2) NAME: WJL PROPERTIES LLC, INV REL: Y ADDR: RESIDENTIAL ADDRESS ON FILE, NATURE: LAND DEVELOPMENT, POSITION: OWNER/OPERATOR, NO HR/MO:10 NO HR/MO DUR TRADING:0, DUTIES: RUN ALL ACTIVITIES FROM PURCHASING, ADMIN AND MANAGING ACTIVITIES. (3) NAME: BOARD OF ZONING APPEALS INV REL: N ADDR: 1800 SANDY HOOK RD, GOOCHLAND, VA 23063 NATURE: BOARD OF ZONING APPEALS POSITION: MEMBER START DATE: 8/1/2024 NO. HR/MO: 2 NO. HR/MO DURING SEC TRADING: 0 DUTIES: REVIEW AND ADVISE THE BOARD OF SUPERVISORS IN REGARD TO ZONING APPEAL PROJECTS (4) NAME: MONTPELIER RV AND SELF STORAGE, LLC INV REL: Y ADDR: 16565 POUNCEY TRACT RD, ROCKVILLE, VA 23146 NATURE: RENTAL INCOME, SELF STORAGE FACILITY POSITION: PARTNER START DATE: 8/20/2024 NO. HR/MO: 9 NO. HR/MO DURING SEC TRADING: 0 DUTIES: INVESTOR, VOTING RIGHTS (5) NAME: THE DYLAN LACY FOUNDATION FOR RECOVERY INV REL: N ADDR: 306 LIBBY HILL CT., MANAKIN-SABOT, VA 23103 NATURE: RAISING FUNDS TO SUPPORT THE FIGHT AGAINST ADDICTION POSITION: MEMBER/VOLUNTEER START DATE: 8/20/2024 NO. HR/MO: 2 NO. HR/MO DURING SEC TRADING: 0 DUTIES: SOLICIT DONATIONS AND EVENT PLANNING

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-04-17
S63 Uniform Securities Agent State Law Examination 2008-08-15
  • S65 Uniform Investment Adviser Law Examination
    2014-04-17
  • S63 Uniform Securities Agent State Law Examination
    2008-08-15
Other Names
  • William Justin Lacy
  • W. Justin Lacy

View on SEC IAPD

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