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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2014-09-26 |
| NC | RA | APPROVED | 2011-10-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner And Smith Incorporated | Boone | NC | 09/2011 | Present |
| Bank Of America, N.A. | Boone | NC | 01/2012 | Present |
I* 1663288 For profit or not for profit: Name of outside business organization: Piney Farms LLC Investment related: no Address of business: Morganton, NC Nature of business: Limited Liability Company Position, title, association: Owner Start date of relationship: 02/01/2024 Number of hours devoted: 5 weekly Number of hours devoted during trading hours: 0 Duties: General farm opperations and flower sales
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-08-11 |
| S63 | Uniform Securities Agent State Law Examination | 2008-08-25 |
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