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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2026-07-01 |
| AK | RA | APPROVED | 2026-05-06 |
| ME | RA | APPROVED | 2026-04-03 |
| IA | RA | APPROVED | 2025-03-14 |
| MI | RA | APPROVED | 2024-02-20 |
| NV | RA | APPROVED | 2023-10-06 |
| WA | RA | APPROVED | 2023-08-22 |
| NH | RA | APPROVED | 2023-08-03 |
| NM | RA | APPROVED | 2023-04-18 |
| KS | RA | APPROVED | 2023-03-31 |
| OR | RA | APPROVED | 2023-03-23 |
| SC | RA | APPROVED | 2022-06-20 |
| OH | RA | APPROVED | 2022-02-18 |
| DC | RA | APPROVED | 2021-12-07 |
| MN | RA | APPROVED | 2021-12-03 |
| IL | RA | APPROVED | 2021-11-04 |
| NY | RA | APPROVED | 2021-04-16 |
| CO | RA | APPROVED | 2021-02-22 |
| AZ | RA | APPROVED | 2020-06-29 |
| GA | RA | APPROVED | 2018-12-04 |
| HI | RA | APPROVED | 2018-08-02 |
| MA | RA | APPROVED | 2018-04-10 |
| NC | RA | APPROVED | 2018-04-03 |
| TX | RA | APPROVED | 2018-04-03 |
| CA | RA | APPROVED | 2018-03-09 |
| VA | RA | APPROVED | 2018-01-25 |
| DE | RA | APPROVED | 2018-01-19 |
| FL | RA | APPROVED | 2017-12-13 |
| PA | RA | APPROVED | 2017-10-23 |
| MD | RA | APPROVED | 2017-10-06 |
| MO | RA | APPROVED | 2017-05-15 |
| NJ | RA | APPROVED | 2017-02-02 |
| CT | RA | APPROVED | 2017-01-27 |
Branch Locations
535 Fifth Avenue 13Th Floor, New York, NY 10017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Company Of America | New York | NY | 02/2015 | Present |
| Park Avenue Securities | New York | NY | 02/2015 | Present |
1) Hector Rivera CFP INC-corporation for tax purposes,. Start: 06/01/2020, Address: 122 E. 42nd St. Ste. 2200, NY NY 10168, 3 total hours per month 1 during securities trading hours, Not Investment related, >no compensation, 2) 919 Largo LLC, personal rental property, Start: 08/02/2021, Address: 919 6th Ave NW Largo FL 33770, 5 total hours per month 2 during securities trading hours, Investment related, Less than 10% annual compensation, 3) Writing Articles on Financial Planning, Start: 10/01/2021, Address: 366 Claremont Ave, Mount Vernon, NY 10552, 3 total hours per month 0 during securities trading hours, Investment related, Less than 10% annual compensation, 4) Life Insurance and Fixed Annuity Outside Brokerage Sales, Start: 07/29/2025, Address: 535 5th Avenue, NY NY 10017, total hours per month; 2 during securities trading hours, Investment related, Less than 10% annual compensation,
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2011-03-15 |
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