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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-07-03 |
| IL | RA | APPROVED | 2019-06-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chicago | IL | 05/2014 | 05/2019 |
| Bofa Securities, Inc. | Chicago | IL | 05/2019 | 06/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chicago | IL | 06/2019 | Present |
I*1556299, Entity Type: Entity Governmental, Name of OBA: Glen Ellyn School District 41, Address: Glen Ellyn, Illinois, 60137, Investment Related: N, Position, Title, Association: Committee Employee State Date: 12/07/2023, No Hours: 12 Yearly, No Hours during Trading: 0 Yearly, Duties: Community advisor subcommittee. The Community Advisory Subcommittee is a group of individuals who represent the District 41 stakeholders. The committee engages in dialogue around topics related to what is best for all students. The committee will provide feedback directly to the Superintendent. The committee is a part of the District's commitment to collaboration, communication and engagement with the community. Goals of the committee are to: Facilitate collaboration and communication related to educational affairs between the school district, each school community and stakeholders within District 41 and study issues and answer questions related to public education that are of concern to the five communities served by District 41 https://www.d41.org/domain/1262#community
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-09-29 |
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