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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-01-06
MN RA APPROVED 2014-01-07
  • TX RA
    APPROVED_RES
    Since 2020-01-06
  • MN RA
    APPROVED
    Since 2014-01-07

Branch Locations

295 Radio Drive Suite D, Woodbury, MN 55125 • United States

3601 Minnesota Drive Suite 430, Edina, MN 55435-9878 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab Bank St. Paul MN 09/2010 Present
Charles Schwab & Co., Inc. St. Paul MN 09/2010 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-08-27
  • S66 Uniform Combined State Law Examination
    2008-08-27

View on SEC IAPD

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