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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-05-10 |
| HI | RA | APPROVED | 2022-05-10 |
| TX | RA | APPROVED_RES | 2022-05-10 |
| CT | RA | APPROVED | 2016-08-26 |
| NJ | RA | APPROVED | 2015-09-29 |
Branch Locations
109 North Avenue, Westfield, NJ 07090 • United States
555 California Street 32Nd Floor, San Francisco, CA 94104 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Stamford | CT | 08/2016 | 03/2017 |
| Ubs Financial Services Inc. | San Francisco | CA | 03/2017 | Present |
Rental Property at Vistara Drive, Rancho Mirage, California; my wife and I plan to rent out our personal vacation home; Real Estate; renting out personal vacation home; Proprietor / owner; owner of home, will handle general service requests / coordination. Start date: 1/1/2024
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-09-28 |
| S63 | Uniform Securities Agent State Law Examination | 2011-01-06 |
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