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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2024-11-20 |
| NY | RA | APPROVED | 2024-11-14 |
Branch Locations
1270 Avenue Of The Americas Ste 1000, New York, NY 10020 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Insurance Company | New York | NY | 07/2008 | 11/2021 |
| Nylife Securities Llc | New York | NY | 08/2011 | 11/2021 |
| Eagle Strategies Llc | New York | NY | 09/2016 | 11/2021 |
| The Prudential Insurance Company Of America | New York | NY | 02/2024 | Present |
| Pruco Securities Llc | New York | NY | 02/2024 | 11/2024 |
| Jackson National | New York | NY | 12/2021 | 02/2024 |
| Lpl Enterprise, Llc | Paramus | NJ | 11/2024 | Present |
1. 9/4/2024: INQUIRER.NET / NY PRESS CLUB; At reported business location(s); Author; No inv. related; start date: 5/1/2015: 2hrs/mo.; 0hrs during trading. 2. 9/17/2024: CAROLINA TANJUTCO; At reported business location(s); Notary; Not inv. related; start date: 9/1/2008; 2hrs/mo.; 1hr during trading. 3. 9/17/2024: FRIENDS OF THE WORD; At reported business location(s); Non-Profit Board Member; Not inv. related; start date: 7/1/2020; 4hrs/mo.; 0hrs during trading. 4. 9/17/2024: EAGLE EYE CHARITIES INC; At reported business location(s); Non-Profit Board Member; Not inv. related; start date: 7/1/2020; 4hrs/mo.; 0hrs during trading. 5. 04/22/2025-Eagle Eye Strategies-Wealth Adviser-DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-Start date 04/30/2025-40hrs/mth-20hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2024-05-03 |
| S66 | Uniform Combined State Law Examination | 2024-04-30 |
| S65 | Uniform Investment Adviser Law Examination | 2016-08-18 |
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