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Carolina Pamintuan Tanjutco

LPl Enterprise, LLC

New York, NY

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-11-20
NY RA APPROVED 2024-11-14
  • NJ RA
    APPROVED
    Since 2024-11-20
  • NY RA
    APPROVED
    Since 2024-11-14

Branch Locations

1270 Avenue Of The Americas Ste 1000, New York, NY 10020 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
New York Life Insurance Company New York NY 07/2008 11/2021
Nylife Securities Llc New York NY 08/2011 11/2021
Eagle Strategies Llc New York NY 09/2016 11/2021
The Prudential Insurance Company Of America New York NY 02/2024 Present
Pruco Securities Llc New York NY 02/2024 11/2024
Jackson National New York NY 12/2021 02/2024
Lpl Enterprise, Llc Paramus NJ 11/2024 Present
  • 07/2008 → 11/2021
    New York Life Insurance Company
    New York, NY
  • 08/2011 → 11/2021
    Nylife Securities Llc
    New York, NY
  • 09/2016 → 11/2021
    New York, NY
  • 02/2024 → Present
    The Prudential Insurance Company Of America
    New York, NY
  • 02/2024 → 11/2024
    New York, NY
  • 12/2021 → 02/2024
    Jackson National
    New York, NY
  • 11/2024 → Present
    Paramus, NJ
Previous Registrations
Other Businesses

1. 9/4/2024: INQUIRER.NET / NY PRESS CLUB; At reported business location(s); Author; No inv. related; start date: 5/1/2015: 2hrs/mo.; 0hrs during trading. 2. 9/17/2024: CAROLINA TANJUTCO; At reported business location(s); Notary; Not inv. related; start date: 9/1/2008; 2hrs/mo.; 1hr during trading. 3. 9/17/2024: FRIENDS OF THE WORD; At reported business location(s); Non-Profit Board Member; Not inv. related; start date: 7/1/2020; 4hrs/mo.; 0hrs during trading. 4. 9/17/2024: EAGLE EYE CHARITIES INC; At reported business location(s); Non-Profit Board Member; Not inv. related; start date: 7/1/2020; 4hrs/mo.; 0hrs during trading. 5. 04/22/2025-Eagle Eye Strategies-Wealth Adviser-DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-Start date 04/30/2025-40hrs/mth-20hrs/mth during trading

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2024-05-03
S66 Uniform Combined State Law Examination 2024-04-30
S65 Uniform Investment Adviser Law Examination 2016-08-18
  • S63 Uniform Securities Agent State Law Examination
    2024-05-03
  • S66 Uniform Combined State Law Examination
    2024-04-30
  • S65 Uniform Investment Adviser Law Examination
    2016-08-18
Other Names
  • Carolina Pamintuan Tanjutco
  • Carolina Tanjutco

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