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Mark Stephen Kaschenbach

Wells Fargo Clearing Services, LLC

New York, NY

New York, NY

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-07-27
TX RA APPROVED 2016-03-16
NJ RA APPROVED 2016-03-01
  • NY RA
    APPROVED
    Since 2021-07-27
  • TX RA
    APPROVED
    Since 2016-03-16
  • NJ RA
    APPROVED
    Since 2016-03-01

Branch Locations

280 Park Ave 27Th & 29Th Fls, New York, NY 10017 • United States

767 5Th Ave 33Rd Fl [Y2-Rbo], New York, NY 10153 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc New York NY 02/2016 11/2016
Wells Fargo Clearing Services, Llc New York NY 11/2016 Present
Previous Registrations
  • 2009-06-01 → 2016-03-14
    Morgan Stanley
    New York, NY
    New York, NY
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    New York, NY
  • 2006-02-06 → 2007-04-02
    Morgan Stanley Dw Inc.
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-02-03
  • S66 Uniform Combined State Law Examination
    2006-02-03

View on SEC IAPD

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