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Benjamin Wood

Clearbridge Investments, LLC

New York, NY

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Current Employers
Clearbridge Investments, Llc

One Madison Avenue 18Th Floor, New York, NY 10010 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-01-16
  • TX RA
    APPROVED
    Since 2020-01-16

Branch Locations

One Madison Avenue 18Th Floor, New York, NY 10010 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc St. Louis MO 03/2011 11/2016
Wells Fargo Clearing Services, Llc St. Louis MO 11/2016 10/2019
Franklin Distributors Llc Baltimore MD 10/2019 Present
Legg Mason & Co Llc Dallas TX 10/2019 07/2021
  • 03/2011 → 11/2016
    Wells Fargo Advisors, Llc
    St. Louis, MO
  • 11/2016 → 10/2019
    Wells Fargo Clearing Services, Llc
    St. Louis, MO
  • 10/2019 → Present
    Franklin Distributors Llc
    Baltimore, MD
  • 10/2019 → 07/2021
    Legg Mason & Co Llc
    Dallas, TX
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-03-30
  • S66 Uniform Combined State Law Examination
    2012-03-30
Other Names
  • Benjamin Becker Wood

View on SEC IAPD

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