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Veronica Lizeth Lizeth Montalvo

Ubs Financial Services Inc.

San Diego, CA

San Diego, CA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-01-12
CA RA APPROVED 2016-01-11
  • TX RA
    APPROVED_RES
    Since 2016-01-12
  • CA RA
    APPROVED
    Since 2016-01-11

Branch Locations

12220 El Camino Real Suite 400, San Diego, CA 92130 • United States

San Diego, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc San Diego CA 01/2016 Present
Previous Registrations
  • 2009-06-01 → 2016-01-14
    Morgan Stanley
    San Diego, CA
    San Diego, CA
  • 2007-10-30 → 2009-06-01
    Morgan Stanley & Co. Llc
    San Diego, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-10-26
  • S66 Uniform Combined State Law Examination
    2007-10-26
Other Names
  • Veronica Lizeth Montalvo
  • Veronica Lizeth Lopez

View on SEC IAPD

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