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Neuberger Berman Bd LLC CRD 2908
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1290 Avenue Of The Americas, New York, NY 10104 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-03-23 |
| NJ | RA | APPROVED | 2015-07-10 |
Branch Locations
1290 Avenue Of The Americas, New York, NY 10104 • United States
New York, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Neuberger Berman Llc | New York | NY | 04/2015 | Present |
CFA Institute,not investment related, educational, 477 Madison Ave # 21, New York, NY 10022,contract author, Start Date 4/1/2017 With an end date of 12/22/2017, 15 hours a month dedicated to this business in which none are during normal trading hours. Also: CFA Institute, Educational, Start Date 07/18/2022, Writer, I've been asked to edit and refresh select sections of the CFA Curriculum for Level 1 candidates. Also, some related writing/editing requests may arise episodically. 7 hours a month during non-trading hours. Also: CFA Institute, Educational, Start Date 3/4/2024, Writer, I've been asked to edit and refresh select sections of the CFA Curriculum for Level 1 candidates. Also, some related writing/editing requests may arise episodically. 7 hours a month during non-trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2015-07-02 |
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