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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2017-02-13 |
| CA | RA | APPROVED | 2011-03-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Pasadena | CA | 03/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Pasadena | CA | 11/2016 | Present |
RENTAL PROPERTY; INV RELATED; CHARLOTTE, NC; 100% OWNERSHIP WITH SPOUSE; START: 04/01/2015; HOURS: 1 PER MONTH - 0 DURING TRADING; DUTIES: LANDLORD RENTAL PROPERTY, INV RELATED, CHARLOTTE, NC, 100% OWNERSHIP, START 5/1/2018, 5 HOURS PER MONTH, ZERO DURING TRADING, LANDLORD. RENTAL PROPERTY, INVT RELATED, CHARLOTTE, NC, 100% OWNERSHIP, START DATE 4/29/2020, 5 HRS PER MONTH, 0 HRS DURING TRADING, LANDLORD. THE LOURING COLLECTIVE, LOURS; NOT INV. RELATED; LA CRESCENTA, CA; 100% OWNERSHIP; CLOTHING MANUFACTURING; START DATE 12/2022; 4 HRS PER MONTH; 0 HRS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-02-08 |
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