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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-01-24
NJ RA APPROVED 2017-03-25
  • TX RA
    APPROVED_RES
    Since 2023-01-24
  • NJ RA
    APPROVED
    Since 2017-03-25

Branch Locations

1305 Campus Parkway, Wall Township, NJ 07753 • United States

Oceanport, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. Wall Township NJ 01/2015 03/2017
Massmutual Life Insurance Co Wall Township NJ 07/2016 Present
Mml Investors Services, Llc Wall Township NJ 03/2017 Present
  • 01/2015 → 03/2017
    Metlife Securities Inc.
    Wall Township, NJ
  • 07/2016 → Present
    Massmutual Life Insurance Co
    Wall Township, NJ
  • 03/2017 → Present
    Wall Township, NJ
Previous Registrations
  • 2015-01-02 → 2017-03-25
    Msi Financial Services, Inc.
    Wall Township, NJ
    Fairfield, NJ
  • 2009-11-20 → 2015-01-02
    New England Securities
    Wall Township, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-10-16
  • S66 Uniform Combined State Law Examination
    2009-10-16
Other Names
  • Douglas Berry

View on SEC IAPD

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