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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2021-06-07 |
Branch Locations
413 E Terra Cotta Ave, Crystal Lake, IL 60014 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Arbor Research & Trading, Inc | Barrington | IL | 11/2011 | 09/2018 |
| Jpmorgan Chase Bank Na | Northbrook | IL | 09/2018 | 05/2021 |
| Jpmorgan Securities Llc | Northbrook | IL | 09/2018 | 05/2021 |
| Lpl Financial, Llc | Crystal Lake | IL | 06/2021 | Present |
1. 6/2021 - DBA for LPL Business (entity for LPL business) - EXEMPLAR FINANCIAL NETWORK - Investment Related - Crystal Lake, IL 60014 2. 8/2/2021 - Exemplar Accounting & Tax - Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - Start Date: 06/15/2021 - 2 Hours Per Month/0 Hours During Securities Trading - Tax prep. Referrals only (not a CPA). 3. 04/29/2022 - E4 - Investment Related - Fargo, ND 58104 - Non-Variable Insurance - Financial Advisor - Start Date - 03/07/2022 - 2 Hours Per Month/ 2 Hours During Securities Trading. 4. 11/10/2023 - Exemplar Wealth Management - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) - Start Date 10/11/2023 - 2 Hours Per Month/ During Trading 5. 11/15/2023 - Exemplar Advisor Services SD - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) - Start Date 10/11/2023 - 40 Hours Per Month/ During Trading 6. 05/13/2025 - Trail Wealth Management LLC - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date: 05/12/2025 - 10 Hrs/Mth - 8 Hrs During Trading. 7. 01/29/2026 - Exemplar Advisor Services S.D., LLC - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date 12/28/2020 - 50 hours per month/ During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-12-29 |
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