Kevin Gerard Betts

Employer firm

Rbc Rochdale, LLC CRD 117198

$73.0B regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2015 → 02/2017
  American Funds
  Irvine, CA
• 02/2017 → 03/2017
  Unemployed
  Newport Beach, CA
• 03/2017 → 07/2017
  T Rowe Price
  Colorado Springs, CO
• 07/2018 → 12/2022
  Rim Securities Llc
  Beverly Hills, CA
• 07/2018 → 12/2022
  City National Rochdale
  Beverly Hills, CA
• 08/2017 → 07/2018
  Beneco
  Scottsdale, AZ
• 01/2023 → 08/2025
  Citigroup
  San Francisco, CA
• 09/2025 → Present
  Cnr Securities, Llc
  Beverly Hills, CA

Previous Registrations

• 2023-01-19 → 2025-09-01
  Citigroup Global Markets Inc.
  Los Angeles, CA
  San Francisco, CA
  Los Angeles, CA
  Pasadena, CA
• 2018-07-24 → 2022-12-21
  Rbc Rochdale, Llc
  Beverly Hills, CA
• 2015-05-18 → 2017-01-31
  Capital Client Group, Inc.
  Irvine, CA
• 2014-06-05 → 2015-05-06
  Bny Mellon Securities Corporation
  New York, NY
• 2012-10-11 → 2014-06-09
  Ubs Financial Services Inc.
  Weehawken, NJ
• 2011-06-27 → 2012-09-13
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Pennington, NJ

Exams

• S66 Uniform Combined State Law Examination
  2011-06-25

Other Names

• Kevin Gerard Betts
• Kevin G Betts
• Kevin Gerard Betts
• Kevin G Betts
• Kevin Betts