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Matthew S Shapiro

Platform Technology Partners

Locust Valley, NY

CRD 5561680

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Employer firm

Platform Technology Partners CRD 305602

$1.23B regulatory AUM 1 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Platform Technology Partners

63 Forest Avenue, Locust Valley, NY 11560 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-31
NJ RA APPROVED 2020-04-24
  • NY RA
    APPROVED
    Since 2021-08-31
  • NJ RA
    APPROVED
    Since 2020-04-24

Branch Locations

63 Forest Avenue, Locust Valley, NY 11560 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Sanford C. Bernstein & Co., Llc New York NY 06/2008 07/2019
Platform Technology Partners New York NY 12/2019 Present
Unemployed New York NY 07/2019 11/2019
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-11-01
S63 Uniform Securities Agent State Law Examination 2009-01-17
  • S65 Uniform Investment Adviser Law Examination
    2011-11-01
  • S63 Uniform Securities Agent State Law Examination
    2009-01-17

View on SEC IAPD

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