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Sotirios Vangelatos

Raymond James & Associates, Inc.

Locust Valley, NY

CRD 4253321

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Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-07-05
  • NY RA
    APPROVED
    Since 2024-07-05

Branch Locations

230 Birch Hill Road, Locust Valley, NY 11560 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Locust Valley NY 02/2024 Present
Eastern Wholesale Fence Llc Medford NY 10/2021 02/2024
Mlb Advanced Media New York NY 04/2005 Present
  • 02/2024 → Present
    Locust Valley, NY
  • 10/2021 → 02/2024
    Eastern Wholesale Fence Llc
    Medford, NY
  • 04/2005 → Present
    Mlb Advanced Media
    New York, NY
Other Businesses

(1)Name of Business: NYC Yellow Taxi Medallion Owner Address: 228 Catherine Street, E Northport, NY, 11731, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 04/01/1992 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Own NYC Yellow Taxi Medallion. Date given is approximate transfer of ownership.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-07-01
S63 Uniform Securities Agent State Law Examination 2000-08-28
  • S66 Uniform Combined State Law Examination
    2024-07-01
  • S63 Uniform Securities Agent State Law Examination
    2000-08-28
Other Names
  • Soto Vangelatos

View on SEC IAPD

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