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James Kevin Pryor

Raymond James & Associates, Inc.

Locust Valley, NY

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-12-08
  • NY RA
    APPROVED
    Since 2022-12-08

Branch Locations

230 Birch Hill Road, Locust Valley, NY 11560 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pricewaterhouse Coopers Llp New York NY 09/2016 06/2017
Unemployed Lattingtown NY 06/2017 11/2017
Axa Advisors, Llc New York NY 11/2017 04/2018
Ubs Financial Services Inc. Garden City NY 11/2018 01/2020
Unemployment New York NY 05/2018 09/2018
Okapi Partners New York City NY 10/2018 11/2018
Palumbo Wealth Management Great Neck NY 01/2020 12/2022
Private Client Services Great Neck NY 08/2021 Present
  • 09/2016 → 06/2017
    Pricewaterhouse Coopers Llp
    New York, NY
  • 06/2017 → 11/2017
    Unemployed
    Lattingtown, NY
  • 11/2017 → 04/2018
    Axa Advisors, Llc
    New York, NY
  • 11/2018 → 01/2020
    Ubs Financial Services Inc.
    Garden City, NY
  • 05/2018 → 09/2018
    Unemployment
    New York, NY
  • 10/2018 → 11/2018
    Okapi Partners
    New York City, NY
  • 01/2020 → 12/2022
    Palumbo Wealth Management
    Great Neck, NY
  • 08/2021 → Present
    Private Client Services
    Great Neck, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-03-14
  • S66 Uniform Combined State Law Examination
    2018-03-14
Other Names
  • James Pryor
  • James Kevin Pryor
  • James Kevin Pryor
  • James Kevin Pryor

View on SEC IAPD

Other Firms

BRUDERMAN PRIVATE WEALTH
BOSTWICK CAPITAL LLC
PLATFORM TECHNOLOGY PARTNERS
URSULA MANAGEMENT, LLC
WELLINGTON SHIELDS CAPITAL MANAGEMENT, LLC
WELLINGTON SHIELDS & CO., LLC
BUCKRAM SECURITIES LTD
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Other Investors

ROSALIND ANNA MOUZOURIS
Sotirios Vangelatos
JAMES MATTHEW BRUDERMAN
ROBERT WILLIAM BRUDERMAN
John James Litke
MATTHEW RYAN SEGAL
Joseph Drew Spina
Patrick Kirley Moran

Other Offices

BRUDERMAN PRIVATE WEALTH · LOCUST VALLEY, NY
BOSTWICK CAPITAL LLC · LOCUST VALLEY, NY
PLATFORM TECHNOLOGY PARTNERS · LOCUST VALLEY, NY
URSULA MANAGEMENT, LLC · LOCUST VALLEY, NY
WELLINGTON SHIELDS CAPITAL MANAGEMENT, LLC · Locust Valley, NY
WELLINGTON SHIELDS & CO., LLC · Locust Valley, NY
BUCKRAM SECURITIES LTD · LOCUST VALLEY, NY
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · GLEN COVE, NY

More in Locust Valley, NY

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