James Kevin Pryor

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2016 → 06/2017
  Pricewaterhouse Coopers Llp
  New York, NY
• 06/2017 → 11/2017
  Unemployed
  Lattingtown, NY
• 11/2017 → 04/2018
  Axa Advisors, Llc
  New York, NY
• 11/2018 → 01/2020
  Ubs Financial Services Inc.
  Garden City, NY
• 05/2018 → 09/2018
  Unemployment
  New York, NY
• 10/2018 → 11/2018
  Okapi Partners
  New York City, NY
• 01/2020 → 12/2022
  Palumbo Wealth Management
  Great Neck, NY
• 08/2021 → Present
  Private Client Services
  Great Neck, NY

Previous Registrations

• 2021-07-26 → 2022-11-28
  Palumbo Wealth Management Llc
  Great Neck, NY
• 2018-12-05 → 2020-01-30
  Ubs Financial Services Inc.
  Garden City, NY
• 2018-04-02 → 2018-04-11
  Equitable Advisors, Llc
  Melville, NY

Exams

• S66 Uniform Combined State Law Examination
  2018-03-14

Other Names

• James Pryor
• James Kevin Pryor
• James Kevin Pryor
• James Kevin Pryor