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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2024-05-15 |
| MN | RA | APPROVED | 2023-11-01 |
Branch Locations
2630 77Th Ave Se Ste 110, Mercer Island, WA 98040 • United States
Saint Paul, MN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Minneapolis | MN | 11/2009 | 03/2020 |
| Ameriprise Financial Services, Llc | Mercer Island | WA | 03/2020 | Present |
Business Ownership; Harrison Cycle LLC; Co-owner; Bicycle rental.; 1611 Beechwood Avenue, , Saint Paul, MN, 55116; Not Investment-Related; 07/19/2023; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-10-25 |
| S63 | Uniform Securities Agent State Law Examination | 2009-12-18 |
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