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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2013-07-17 |
| MA | RA | APPROVED | 2009-08-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Pittsfield | MA | 08/2009 | Present |
(1) 04/14/2011: BALANCE ROCK INVESTMENT GROUP - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - AT REPORTED BUSINESS LOCATION(S) (2) 03/24/2015: NO BUSINESS NAME - INV REL - 43 MALCOLM AVENUE, PITTSFIELD MA 01201 - REAL ESTATE RENTAL - START 10/01/2014 - NO TIME SPENT - RENTAL PROPERTY OWNER (3) 09/14/2021 - Atlantic Coast Life Administration Office - Investment Related - At Reported Business Location(s) - Non-Variable Insurance trails only - Start Date: 03/31/2021 - 1 Hour Per Month/1 Hour During Securities.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-11-03 |
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