David Vincent Settanni

Current Employers

Employment History

• 04/2013 → 11/2018
  Cetera Financial Specialists Llc
  Schaumburg, IL
• 12/2011 → Present
  Don Settanni, Cpa Pllc
  Katonah, NY
• 05/2014 → 11/2018
  Cetera Investment Advisers Llc
  Katonah, NY
• 11/2018 → Present
  Sutton Place Investors D/B/A Settanni Financial
  Katonah, NY
• 10/2020 → 12/2023
  Purshe Kaplan Sterling Investments
  Albany, NY
• 06/2008 → Present
  David Settanni
  Greenwich, CT
• 04/2024 → Present
  Dvs Capital Partners Gp, Llc
  Greenwich, CT

Previous Registrations

• 2014-05-27 → 2018-12-12
  Cetera Investment Advisers Llc
  Katonah, NY
  New York, NY
  Rye Brook, NY

Other Businesses

1)SUTTON PLACE INVESTORS LLC d/b/a SETTANNI FINANCIAL. INVESTMENT RELATED. 6 SUTTON PLACE, KATONAH, NY 10536. RIA BUSINESS. CCO & CFO. STARTED 11/2018. 150 HRS/MO DEVOTED - 120 DURING TRADING. DUTIES ARE COMPLIANCE DUTIES OF FIRM, ALSO RESPONSIBLE FOR TRADING AND INVESTMENT RECOMMENDATIONS FOR CLIENTS. 2)DAVID SETTANNI. NOT INVESTMENT RELATED. 78 WEAVER ST, GREENWICH CT 06831. LIFE INSURANCE SALES BUSINESS. SOLE PROPRIETOR. STARTED 06/2008. 1 HR/MO DEVOTED - 0 DURING TRADING. DUTIES ARE SELLING AND RECOMMENDING LIFE INSURANCE AND FIXED ANNUITIES. 3)DON SETTANNI, CPA PLLC. NOT INVESTMENT RELATED. 6 SUTTON PLACE, KATONAH, NY 10536. TAX PREP AND FILING. TITLE IS TAX PREPARER. STARTED 11/2011. 2 HRS/MO DEVOTED - 0 DURING TRADING. DUTIES ARE TO PREPARE AND FILE TAXES FOR INDIVIDUALS AND FAMILIES. 4) Greenwich Fire Department. Not Investment Related. 15 Havermeyer Place, Greenwich CT 06830. Fire Department. Volunteer Firefighter. Start 11/2021. 10 hours per month, 2 during trading hours. Arrive on scene for fire call and secure the perimeter, direct traffic. 5) Special Kids of NY. Not Investment Related. 6 Sutton Place, Katonah NY. Not for Profit. Board Member. Start 1/2010. 1 hour per month not during trading. Organize annual fundraiser, also involved in fundraising. 6) TRUSTEE for the following - 1. Chirico Family 2015 Irrev Trust. 2. Nicolette Chirico Irrev Trust. 3. Isabella Chirico Irrev Trust. 4. Emanuel Chirico Irrev Trust. 5. Emanuel Chirico Irrev Trust FBO Michael Chirico. 6. Emanuel Chirico Irrev Trust FBO Dominic Chirico. 7. Emanuel Chirico Irrev Trust FBO Vincent Chirico. LOCATED 6 Sutton Place, Katonah NY. START 12/2020. Re-balancing portfolios by speaking with grantors and beneficiaries about investment and planning. 7) DVS Capital Partners GP, LLC and DVS Capital Management, LLC; Inv-related: Yes; Located at 67 Holly Hill Lane, Suite 202DS, Greenwich, CT06830; General Partner and Investment Manager for an affiliated private fund offering; Owner and Principal; Starting 04/2024; Approximately 20 hours per month; Management of investments in the fund.

Exams

• S66 Uniform Combined State Law Examination
  2013-06-24

Designations