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Michael Martin Flaherty

David Vaughan Investments, LLC

Peoria, IL

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Current Employers
David Vaughan Investments, Llc

5823 N Forest Park Drive, Peoria, IL 61614-3559 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-04-16
IL RA APPROVED 2018-02-20
  • TX RA
    APPROVED
    Since 2024-04-16
  • IL RA
    APPROVED
    Since 2018-02-20

Branch Locations

5823 N Forest Park Drive, Peoria, IL 61614-3559 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Investment Professionals, Inc. Monticello IL 06/2008 02/2018
Valmark Securities, Inc. Akron OH 08/2012 02/2018
Valmark Advisers, Inc. Akron OH 08/2012 02/2018
David Vaughan Investments, Llc Peoria IL 02/2018 Present
Previous Registrations
  • 2012-08-31 → 2018-02-16
    Valmark Advisers, Inc.
    Bloomington, IL
  • 2008-07-03 → 2012-08-08
    Investment Professionals, Inc.
    San Antonio, TX
    Monticello, IL
    Bloomington, IL
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2008-07-31
  • S63 Uniform Securities Agent State Law Examination
    2008-07-31
Designations
Other Names
  • Mike M Flaherty
  • Michael Flaherty

View on SEC IAPD

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REATHERFORD WEALTH MANAGEMENT LLC · PEORIA, IL
OSAIC WEALTH, INC. · PEORIA, IL
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