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330 Madison Avenue 10Th Floor, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-02-05 |
| IL | RA | APPROVED | 2014-09-17 |
Branch Locations
330 Madison Avenue 10Th Floor, New York, NY 10017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guggenheim Investor Services, Llc | New York | NY | 03/2013 | Present |
| Guggenheim Investment Advisors, Llc | New York | NY | 03/2013 | Present |
| Guggenheim Funds Distributors, Llc | New York | NY | 01/2018 | Present |
| Guggenheim Partners Investment Managements Holding, Llc | New York | NY | 01/2018 | Present |
Beekman Landing Condominium; not investment-related; 130 Beekman Street, New York, New York 10038; Board Member of Condominium; started in 2022; 1 hour per month and zero hours during business hours.; voting on new board members, changes in condo, etc.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-11-11 |
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