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Alexandra C Allen

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New Canaan, CT

New York, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-06-05
CT RA APPROVED 2026-01-30
  • TX RA
    APPROVED
    Since 2026-06-05
  • CT RA
    APPROVED
    Since 2026-01-30

Branch Locations

2 Pine St, New Canaan, CT 06840 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated New Canaan CT 01/2024 Present
Raem Capital Larchmont NY 01/2014 12/2023
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-01-30
  • S66 Uniform Combined State Law Examination
    2026-01-30
Other Names
  • Alexandra W Casano
  • Alexandra Walsh Casano
  • Alexandra W Casano
  • Alexandra Casano Allen

View on SEC IAPD

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CITIGROUP GLOBAL MARKETS INC. · New Canaan, CT
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LPL FINANCIAL LLC · NEW CANAAN, CT
NPLP MANAGEMENT · NEW CANAAN, CT
J.H. WHITNEY CAPITAL PARTNERS, LLC · NEW CANAAN, CT
CETERA INVESTMENT ADVISERS LLC · New Canaan, CT
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GROWE CAPITAL ADVISORS, LLC · NEW CANAAN, CT

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