Jacqueline Chan

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2008 → Present
  Ac Financial Advisory
  Danbury, CT
• 08/2014 → Present
  Cambridge Investment Research, Inc
  Fairfield, IA
• 08/2014 → Present
  Cambridge Investment Research Advisors, Inc
  Fairfield, IA

Previous Registrations

• 2009-01-02 → 2014-08-14
  Saxony Capital Management, Llc
  Danbury, CT
  Danbury, CT
  Saint Louis, MO

Other Businesses

1) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 08/2014, AS ADVISORY REP OF A RIA, INV REL, 80 HR/MO 40 HR/MO TRADING 2) JACQUELINE CHAN, 148 IIRVING ST LEONIA NJ, 01/2012, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, NIR, 1 HR/MO 0 HR/MO TRADING 3) AC FINANCIAL ADVISORY GROUP, 2125 Center Ave. Ste. 203, Fort Lee NJ 07024, 03/2024, Financial Advisor, DBA Name, INV REL, 160 HR/MO, 45 HR/MO TRADING.

Exams

• S66 Uniform Combined State Law Examination
  2008-09-06