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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2023-03-20
  • GA RA
    APPROVED
    Since 2023-03-20

Branch Locations

2301 Rosecrans Ave #5100, El Segundo, CA 90245 • United States

Snellville, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Wealth Services, Llc El Segundo CA 11/2015 Present
Cetera Advisors Llc Greenwood Village CO 11/2015 Present
Cetera Investment Services Llc St Cloud MN 11/2015 Present
Cetera Finanical Specialists Llc Schaumburg IL 11/2015 Present
First Allied Securities, Inc. San Diego CA 11/2015 09/2022
Investors Capital Corp. Lynnfield MA 11/2015 01/2017
Legend Equities Corporation Palm Beach Gardens FL 11/2015 12/2016
Summit Brokerage Services, Inc. Boca Raton FL 11/2015 09/2019
Girard Securities, Inc. San Diego CA 11/2015 11/2017
Vsr Financial Services, Inc. Overland Park KS 11/2015 11/2016
Cetera Investment Advisers Llc Schaumburg IL 03/2023 Present
Avantax Investment Services Inc Dallas TX 02/2025 09/2025
  • 11/2015 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 11/2015 → Present
    Cetera Advisors Llc
    Greenwood Village, CO
  • 11/2015 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 11/2015 → Present
    Cetera Finanical Specialists Llc
    Schaumburg, IL
  • 11/2015 → 09/2022
    First Allied Securities, Inc.
    San Diego, CA
  • 11/2015 → 01/2017
    Investors Capital Corp.
    Lynnfield, MA
  • 11/2015 → 12/2016
    Legend Equities Corporation
    Palm Beach Gardens, FL
  • 11/2015 → 09/2019
    Summit Brokerage Services, Inc.
    Boca Raton, FL
  • 11/2015 → 11/2017
    Girard Securities, Inc.
    San Diego, CA
  • 11/2015 → 11/2016
    Vsr Financial Services, Inc.
    Overland Park, KS
  • 03/2023 → Present
    Schaumburg, IL
  • 02/2025 → 09/2025
    Avantax Investment Services Inc
    Dallas, TX
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-12-30
S63 Uniform Securities Agent State Law Examination 2008-08-04
  • S66 Uniform Combined State Law Examination
    2009-12-30
  • S63 Uniform Securities Agent State Law Examination
    2008-08-04
Other Names
  • Marlon Johnson

View on SEC IAPD

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