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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-12-10 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Plano | TX | 10/2011 | 12/2019 |
| Bank Of America, N.A. | Plano | TX | 12/2011 | 12/2019 |
| Wells Fargo Clearing Services, Llc | Plano | TX | 12/2019 | Present |
FOREST GROVE HOMEOWNERS ASSOCIATION; NOT INVESTMENT RELATED; LUCAS,TX; BOARD PRESIDENT, START DATE 2/4/2024; NUMBER OF HOURS PER MONTH 1; NUMBER OF HOURS DURING TRADING 0; ATTENDING MEETINGS TO DISCUSS THE BEAUTIFICATION AND THE MAINTENANCE OF THE NEIGHBORHOOD COMMON AREAS, AMENITIES, THE ENFORCEMENT OF NEIGHBORHOOD CC&R'S, AND THE DETERMINATION OF ANNUAL BUDGETS AND ASSESSMENTS. LOVEJOY INDEPENDENT SCHOOL DISTRICT; NOT INV. RELATED; ALLEN, TX; BOARD OF TRUSTEES; START DATE: 5/1/2021; 6 HRS PER MONTH; 0 HRS DURING TRADING; DUTIES: ATTEND MEETINGS TO DISCUSS BUSINESS OF THE SCHOOL DISTRICT. | LOVEJOY INDEPENDENT SCHOOL DISTRICT BOARD OF TRUSTEES; NOT INV. RELATED; ALLEN, TX; BOARD OFFICER; 5/19/2025; 4 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-09-11 |
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