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Inactive

Scott James Hofman

Ratio Capital

Pasadena, CA

Las Vegas, NV

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Current Employers
Ratio Capital

8465 W. Sahara Ave Suite 111-44, Las Vegas, NV 89117 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-01-05
  • CA RA
    APPROVED
    Since 2026-01-05

Branch Locations

202 S Lake Ave Suite 300, Pasadena, CA 91101 • United States

8465 W. Sahara Ave Suite 111-44, Las Vegas, NV 89117 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Unionbanc Investment Services Beverly Hills CA 05/2015 05/2019
Ratio Financial Holdings Pasadena CA 05/2019 Present
  • 05/2015 → 05/2019
    Unionbanc Investment Services
    Beverly Hills, CA
  • 05/2019 → Present
    Ratio Financial Holdings
    Pasadena, CA
Previous Registrations
  • 2015-05-04 → 2019-05-09
    U.S. Bancorp Advisors, Llc
    Burbank, CA
    Glendale, CA
    Los Angeles, CA
    Los Angeles, CA
    Los Angeles, CA
    Santa Monica, CA
    Santa Monica, CA
    West Hollywood, CA
    Los Angeles, CA
    Beverly Hills, CA
    Los Angeles, CA
  • 2013-10-01 → 2015-05-07
    Citigroup Global Markets Inc.
    Los Angeles, CA
    Fountain Valley, CA
    San Antonio, TX
    Los Angeles, CA
    San Francisco, CA
    Los Angeles, CA
    Los Angeles, CA
    Fountain Valley, CA
  • 2010-04-19 → 2013-10-11
    Bancwest Investment Services, Inc.
    Northridge, CA
    Los Angeles, CA
    Los Angeles, CA
    Glendale, CA
    Woodland Hills, CA
    Los Angeles, CA
    Encino, CA
    Sherman Oaks, CA
    Las Vegas, NV
  • 2009-08-12 → 2010-04-15
    Essex National Securities, Llc
    Arcadia, CA
    Glendora, CA
    Los Angeles, CA
    Los Angeles, CA
    La Crescenta, CA
    Los Angeles, CA
    Montebello, CA
    Pasadena, CA
    South Pasadena, CA
    Toluca Lake, CA
    Glendale, CA
    Burbank, CA
  • 2008-12-23 → 2009-07-08
    Ameriprise Financial Services, Llc
    Los Angeles, CA
  • 2007-04-16 → 2008-12-22
    Wells Fargo Clearing Services, Llc
    La Canada, CA
    Los Angeles, CA
    Toluca Lake, CA
    Los Angeles, CA
    Los Angeles, CA
  • 2006-01-16 → 2006-08-14
    Wells Fargo Investments, Llc
    Los Angeles, CA
    Burbank, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-01-14
  • S66 Uniform Combined State Law Examination
    2006-01-14

View on SEC IAPD

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Other Offices

CMR CAPITAL MANAGEMENT, LLC · PASADENA, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PASADENA, CA
STRATEGY ASSET MANAGERS L.L.C. · PASADENA, CA
MML INVESTORS SERVICES, LLC · Pasadena, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · PASADENA, CA
NASDAQ DORSEY WRIGHT · Pasadena, CA
U.S. BANCORP ADVISORS, LLC · Pasadena, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Pasadena, CA

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