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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DE | RA | APPROVED | 2025-08-27 |
Branch Locations
121 Continental Drive Suite 109, Newark, DE 19713 • United States
1400 Peoples Plaza Suite 114, Newark, DE 19702 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citizens Bank | Nanticoke | PA | 02/2014 | 09/2016 |
| Cco Investment Services | Nanticoke | PA | 02/2014 | 09/2016 |
| Citizens Securities Inc | Abington | PA | 09/2016 | 09/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Jenkintown | PA | 10/2017 | 10/2022 |
| Bank Of America N.A. | Jenkintown | PA | 02/2020 | 10/2022 |
| Ubs Financial Services | Newtown | PA | 10/2022 | 08/2025 |
| Lpl Enterprise | Peace | DE | 08/2025 | Present |
1. 08/26/2025 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - INV REL - Newark, DE - Start Date 08/25/2025 - 160 HRS/MO | 160 HRS/MO DURING TRADING 2. 08/26/2025 - CINDY GARRITY N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - INV REL - Newark, DE - Start Date 08/25/2025 - 160 HRS/MO | 160 HRS/MO DURING TRADING 3. 02/09/2026-Fuse Financial Planning-Financial Planner/ Practice Manager-DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-Start date 03/01/2026-160hrs/mth-160hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-01-07 |
| S63 | Uniform Securities Agent State Law Examination | 2008-08-19 |
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