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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2025-07-02
VI RA APPROVED 2024-02-26
CO RA APPROVED 2024-02-22
OK RA APPROVED 2024-02-22
PR RA APPROVED 2024-02-22
TX RA APPROVED 2024-02-22
  • WI RA
    APPROVED
    Since 2025-07-02
  • VI RA
    APPROVED
    Since 2024-02-26
  • CO RA
    APPROVED
    Since 2024-02-22
  • OK RA
    APPROVED
    Since 2024-02-22
  • PR RA
    APPROVED
    Since 2024-02-22
  • TX RA
    APPROVED
    Since 2024-02-22

Branch Locations

150 W 1St St., Ste. 220, New Richmond, WI 54017 • United States

350 Indiana Street Suite 730, Golden, CO 80401 • United States

Tulsa, OK • United States

13984 W Bowles Ave., #200, Littleton, CO 80127 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc. Fairfield IA 03/2013 Present
Preferred Partners, Inc Littleton CO 06/2008 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 02/2024 Present
Other Businesses

1) BACK OFFICE SUPPORT LLC, 12102 MELODY DR #304 WESTMINSTER CO, 06/2009, AS OWNER OF LLC, NIR, 5 HR/YR 0 HR/TRADING 2) JEM HOLDINGS LLC, 11740 HOLLY ST THORNTON CO, 02/2019, PARTNER, LLC THAT OWNS RENTAL PROPERTY, NIR, 5 HR/MO 0 HR/MO TRADING 3) BACK OFFICE SUPPORT LLC, 12102 MELODY DRIVE #304 WESTMINSTER CO, NOTARY, 08/2020, NIR, 15 HR/YR 5 HR/TRADING 4) JEM3332 LLC, 11740 HOLLY STREET THORNTON CO, RENTAL PROPERTY, CO OWNER, 11/2020, NIR, 15/YR 0/TRADING 5) JEM6159 LLC, 11740 HOLLY STREET THORNTON CO, RENTAL PROPERTY, CO-OWNER, LLC, 11/2020, NIR, 15/YR 0/TRADING 6) JEM5546 LLC, 11740 HOLLY STREET THORNTON CO, RENTAL PROPERTY, OWNER LLC, 05/2021, NIR, 2 HR/MO 0 HR/MO TRADING 7) JEM7711 LLC, 11740 HOLLY STREET THORNTON CO, RENTAL PROPERTY, OWNER LLC, 05/01/21, NIR, 2 HR/MO 0 HR/MO TRADING 8) JEM 6613 LLC, 11740 HOLLY STREET THORNTON CO, RENTAL PROPERTY, OWNER LLC, 10/2021, NIR, 4HR/MO 0 HR/MO TRADING 9) JANELLE LIND, 8111 S 75th ave east, Tulsa CO 80233, United States, 01/2023, OWNER, REAL ESTATE, NIR, 3 HR/MO 0 HR/MO TRADING 10) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 02/2024, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO 120 HR/MO TRADING 11) PREFERRED PARTNERS, 13984 W. Bolwes Ave. #102, Littleton CO 80127, 01/18/2024, Treasurer, Using a Trade Name/dba, NIR, 40 HR/MO, 40 HR/MO TRADING. 12) INSURANCE, 8111 S 75th Ave East, Tulsa OK 74133, United States, 09/17/2025, Beneficiary and contractor, Insurance/Benefits/Human Resources, NIR, 1 HR/MO - 1 HR/MO TRADING 13) FRONTIER HORIZON, P.O. Box 4429, Virginia Beaach VA 23454, United States, 12/08/2025, Board Member, Volunteer, NIR, 2 HR/MO - 0 HR/MO TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-02-21
  • S66 Uniform Combined State Law Examination
    2024-02-21

View on SEC IAPD

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