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Stan Daniel Falkenhagen

Ameriprise Financial Services, LLC

New Richmond, WI

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-06-20
WI RA APPROVED 2025-06-20
  • TX RA
    APPROVED
    Since 2025-06-20
  • WI RA
    APPROVED
    Since 2025-06-20

Branch Locations

150 W 1St St Ste 140, New Richmond, WI 54017-7507 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Lake Elmo MN 08/2013 06/2025
Ameriprise Financial Services, Llc New Richmond WI 06/2025 Present
Previous Registrations
  • 2014-01-21 → 2025-07-01
    Lpl Financial Llc
    Lake Elmo, MN
    San Diego, CA
    New Richmond, WI
    Somerset, WI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-06-01
S63 Uniform Securities Agent State Law Examination 1987-12-22
  • S65 Uniform Investment Adviser Law Examination
    1998-06-01
  • S63 Uniform Securities Agent State Law Examination
    1987-12-22
Other Names
  • Stan D Falkenhagen
  • Stan Falkenhagen

View on SEC IAPD

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CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · New Richmond, WI
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