Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2024-01-09 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sagepoint Financial, Inc. | Phoenix | AZ | 01/2009 | 08/2018 |
| Lpl Financial Llc | New Richmond | WI | 08/2018 | Present |
1. 8/20/2018 - St. Croix Financial Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 03/01/2003 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100%. 2. 10/30/2020 - No Business Name - Investment Related - 248 B South Knowles Avenue, New Richmond, WI 54017 - Real Estate Rental - Started 09/01/2020 - 0 Hours Per Month - Sole person works for Property Executives Realty, no clients come in.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-01-10 |
| S63 | Uniform Securities Agent State Law Examination | 1997-11-03 |
Reach out to this advisor