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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-12-03
SC RA APPROVED 2008-08-25
  • TX RA
    APPROVED_RES
    Since 2024-12-03
  • SC RA
    APPROVED
    Since 2008-08-25

Branch Locations

930 Assembly St, Columbia, SC 29201 • United States

1320 Main St Ste 600, Columbia, SC 29201 • United States

6700 Garners Ferry Rd, Columbia, SC 29209 • United States

168 Columbia Ave, Chapin, SC 29036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Columbia SC 05/2009 11/2016
Wells Fargo Clearing Services, Llc Columbia SC 11/2016 Present
Other Businesses

POWER OF ATTORNEY FOR MOTHER, INVT RELATED, COLUMBIA, SC, START DATE 9/3/2024, 2 HRS PER MONTH AND DURING TRADING. PERSONAL REPRESENTATIVE - FATHER; INV RELATED; AIKEN, SC; PERSONAL REPRESENTATIVE; START DATE: 02/03/2025; 4 HRS PER MONTH; 4 HRS DURING TRADING;| PERSONAL REPRESENTATIVE - MOTHER; INV RELATED; AIKEN, SC; PERSONAL REPRESENTATIVE; START DATE: 11/14/2025; 5 HRS PER MONTH; 5 HRS DURING TRADING;|

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-08-22
  • S66 Uniform Combined State Law Examination
    2008-08-22
Other Names
  • John Cain
  • John Marshall Cain

View on SEC IAPD

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