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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-07-29 |
| TX | RA | APPROVED | 2024-07-29 |
Branch Locations
270 Park Avenue Floors 24 And 25, New York, NY 10017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | New York | NY | 09/2009 | Present |
| Jpmorgan Chase Bank, N.A. | New York | NY | 09/2009 | Present |
Entity Name: Angelight Films Investment related: No Address: 127 New York, NY . www.angelightfilms.org Nature of the other business: Works with children afflicted with brain and spinal cord tumors to create and star in their own short films. Position/Title/Relationship: Member of the Board of Directors Start Date: 04-Jan-2011 Approximate # of hours a month: 2 hours per month Approximate # of hours during securities trading hours: 0 Briefly describe your duties: I help plan fundraising events, and advise on the strategy of the organization (i.e. which children should we work with to produce movies, and what other projects should we pursue).
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-07-29 |
| S63 | Uniform Securities Agent State Law Examination | 2009-12-21 |
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