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Rachel Elizabeth Feifer

J.P. Morgan Securities LLC

New York, NY

CRD 5552043

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-07-29
TX RA APPROVED 2024-07-29
  • NY RA
    APPROVED
    Since 2024-07-29
  • TX RA
    APPROVED
    Since 2024-07-29

Branch Locations

270 Park Avenue Floors 24 And 25, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc New York NY 09/2009 Present
Jpmorgan Chase Bank, N.A. New York NY 09/2009 Present
Other Businesses

Entity Name: Angelight Films Investment related: No Address: 127 New York, NY . www.angelightfilms.org Nature of the other business: Works with children afflicted with brain and spinal cord tumors to create and star in their own short films. Position/Title/Relationship: Member of the Board of Directors Start Date: 04-Jan-2011 Approximate # of hours a month: 2 hours per month Approximate # of hours during securities trading hours: 0 Briefly describe your duties: I help plan fundraising events, and advise on the strategy of the organization (i.e. which children should we work with to produce movies, and what other projects should we pursue).

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-07-29
S63 Uniform Securities Agent State Law Examination 2009-12-21
  • S65 Uniform Investment Adviser Law Examination
    2024-07-29
  • S63 Uniform Securities Agent State Law Examination
    2009-12-21
Other Names
  • Rachel Elizabeth Feifer
  • Rachel Brenner Fiefer
  • Rachel Elizabeth Brenner

View on SEC IAPD

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