Best Investors Account Sign in

Josh Dreseris

Rbc Rochdale, LLC

New York, NY

Topsfield, MA

Claim This Profile
Current Employers
Rbc Rochdale, Llc

400 Park Avenue 10Th Floor, New York, NY 10022 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2026-05-12
VT RA APPROVED 2025-12-19
CT RA APPROVED 2025-12-18
ME RA APPROVED 2025-12-18
NH RA APPROVED 2025-12-18
RI RA APPROVED 2025-12-18
  • MA RA
    APPROVED
    Since 2026-05-12
  • VT RA
    APPROVED
    Since 2025-12-19
  • CT RA
    APPROVED
    Since 2025-12-18
  • ME RA
    APPROVED
    Since 2025-12-18
  • NH RA
    APPROVED
    Since 2025-12-18
  • RI RA
    APPROVED
    Since 2025-12-18

Branch Locations

400 Park Avenue 10Th Floor, New York, NY 10022 • United States

Topsfield, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lockwood Advisors, Inc. Boston MA 09/2011 06/2023
Pershing Llc Topsfield MA 05/2015 03/2024
Bny Mellon Securities Corp. Topsfield MA 05/2023 04/2025
Bny Mellon Advisors, Inc. Pennington NJ 06/2023 04/2025
Unemployed Topsfield MA 05/2025 11/2025
Cnr Securities, Llc Topsfield MA 12/2025 Present
  • 09/2011 → 06/2023
    Lockwood Advisors, Inc.
    Boston, MA
  • 05/2015 → 03/2024
    Pershing Llc
    Topsfield, MA
  • 05/2023 → 04/2025
    Bny Mellon Securities Corp.
    Topsfield, MA
  • 06/2023 → 04/2025
    Bny Mellon Advisors, Inc.
    Pennington, NJ
  • 05/2025 → 11/2025
    Unemployed
    Topsfield, MA
  • 12/2025 → Present
    Cnr Securities, Llc
    Topsfield, MA
Previous Registrations
  • 2010-07-16 → 2025-05-15
    Bny Mellon Advisors, Inc.
    New York, NY
    Quincy, MA
    Boston, MA
  • 2010-03-02 → 2010-07-20
    Janney Montgomery Scott Llc
    Philadelphia, PA
  • 2009-05-20 → 2009-08-07
    Td Ameritrade, Inc.
    Radnor, PA
  • 2009-05-20 → 2009-08-07
    Td Ameritrade Investment Management, Llc
    Radner, PA
  • 2008-12-10 → 2009-03-20
    Brinker Capital Inc
    Berwyn, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-12-08
  • S66 Uniform Combined State Law Examination
    2008-12-08

View on SEC IAPD

Other Firms

ISLET MANAGEMENT, LP
P2 CAPITAL PARTNERS, LLC
KINYAN CAPITAL MANAGEMENT LLC
BRIGHTSPIRE CAPITAL ADVISORS, LLC
ACORN ADVISORY CAPITAL, L.P.
COMPASS GROUP LLC
CRESTVIEW PARTNERS
LEEDS EQUITY PARTNERS

Other Investors

STEVEN MARC MUEHLGAY
STEPHANIE LYNN FAGENSON
Ross Gladstone
Logan Stephen Michals
JONATHAN HARRY SIEGEL
HAL WILLIAM BROWN
RICCARDO MARIA RAINIERI
TEDDY LELLOS

Other Offices

ISLET MANAGEMENT, LP · NEW YORK, NY
P2 CAPITAL PARTNERS, LLC · NEW YORK, NY
KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY
BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY
ACORN ADVISORY CAPITAL, L.P. · NEW YORK, NY
COMPASS GROUP LLC · NEW YORK, NY
CRESTVIEW PARTNERS · NEW YORK, NY
LEEDS EQUITY PARTNERS · NEW YORK, NY

More in New York, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor