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Lisa C Mendis

Raymond James & Associates, Inc.

Wellesley, MA

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-12-04
CT RA APPROVED 2021-11-08
  • TX RA
    APPROVED_RES
    Since 2025-12-04
  • CT RA
    APPROVED
    Since 2021-11-08

Branch Locations

55 William Street Ste 250, Wellesley, MA 02481 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edelman Financial Services Llc Fairfax VA 01/2016 11/2018
Ef Legacy Securities, Llc Henrico VA 04/2016 10/2018
Financial Engines Advisors L.L.C. Sunnyvale CA 11/2018 12/2019
Lion Street Financial Newton MA 12/2019 10/2021
Lion Street Advisors Newton MA 01/2020 10/2021
Sapers & Wallack Inc Newton MA 12/2019 10/2021
Raymond James & Associates, Inc Wellesley Hills MA 10/2021 Present
  • 01/2016 → 11/2018
    Edelman Financial Services Llc
    Fairfax, VA
  • 04/2016 → 10/2018
    Ef Legacy Securities, Llc
    Henrico, VA
  • 11/2018 → 12/2019
    Financial Engines Advisors L.L.C.
    Sunnyvale, CA
  • 12/2019 → 10/2021
    Lion Street Financial
    Newton, MA
  • 01/2020 → 10/2021
    Lion Street Advisors
    Newton, MA
  • 12/2019 → 10/2021
    Sapers & Wallack Inc
    Newton, MA
  • 10/2021 → Present
    Raymond James & Associates, Inc
    Wellesley Hills, MA
Previous Registrations
  • 2020-01-08 → 2021-10-08
    Lion Street Advisors, Llc
    Newton, MA
  • 2018-11-01 → 2019-12-24
    Edelman Financial Engines
    Newton, MA
  • 2016-01-25 → 2018-11-01
    Edelman Financial Services, Llc
    Needham, MA
    Fairfax, VA
    Newton, MA
  • 2014-04-08 → 2015-09-09
    Strategic Advisers Llc
    Framingham, MA
    Merrimack, NH
  • 2008-12-12 → 2012-11-30
    Charles Schwab & Co., Inc.
    Burlington, MA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-12-10
  • S66 Uniform Combined State Law Examination
    2008-12-10
Other Names
  • Lisa Corinne Mendis
  • Lisa C Mendis

View on SEC IAPD

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Other Investors

JEFFREY CHARLES SMITH
CHRISTOPHER KARL GAFFNEY
SHAUN PATRICK THOMPSON
NEEL K. TIKU
ROBERTO MARIO PANDOLFI
ROBERT STEPHEN ROSELLI
PRAN NATH TIKU
EZRA EDDIE SHAMMAY

Other Offices

PEAK FINANCIAL MANAGEMENT INC · WELLESLEY, MA
EQUITABLE ADVISORS, LLC · WELLESLEY, MA
FOCUS PARTNERS WEALTH, LLC · Wellesley, MA
FOCUS PARTNERS WEALTH, LLC · Wellessley, MA
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · WELLESLEY, MA
FOCUS PARTNERS WEALTH, LLC · Wellesley, MA
FOCUS PARTNERS WEALTH, LLC · Wellelsey, MA
MORGAN STANLEY · Wellesley, MA

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