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Current Employers
First Citizens Investor Services, Inc.

8540 Colonnade Center Drive, Raleigh, NC 27615-3052 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2020-07-08
  • NC RA
    APPROVED
    Since 2020-07-08

Branch Locations

1212 Main St, Columbia, SC 29201 • United States

128 S Tryon Street, Charlotte, NC 28202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pnc Investments Charlotte NC 12/2014 05/2019
First Citizen Investor Services Raleigh NC 06/2020 01/2026
First Citizens Asset Management Columbia SC 06/2020 01/2026
Pnc Bank Charlotte NC 05/2019 06/2020
First Citizens Investor Services Raleigh NC 01/2026 Present
  • 12/2014 → 05/2019
    Pnc Investments
    Charlotte, NC
  • 06/2020 → 01/2026
    First Citizen Investor Services
    Raleigh, NC
  • 06/2020 → 01/2026
    First Citizens Asset Management
    Columbia, SC
  • 05/2019 → 06/2020
    Pnc Bank
    Charlotte, NC
  • 01/2026 → Present
    First Citizens Investor Services
    Raleigh, NC
Previous Registrations
  • 2020-07-08 → 2026-03-23
    Charlotte, NC
  • 2011-07-28 → 2019-05-23
    Spring Hope, NC
    Charlotte, NC
    Pittsburgh, PA
    Pittsburgh, PA
    Durham, NC
    Durham, NC
    Durham, NC
    Durham, NC
    Durham, NC
    Raleigh, NC
    Raleigh, NC
    Carthage, NC
    Hilton Head, SC
    Mount Pleasant, SC
    Durham, NC
    Durham, NC
    Raleigh, NC
    Charleston, SC
    Pawleys Island, SC
    Myrtle Beach, SC
    Pittsburgh, PA
    Royal Oak, MI
    Manchester, KY
    Royal Oak, MI
    St. Peters, MO
    St. Charles, MO
    Union, MO
    Madison Hgt, MI
    Royal Oak, MI
    Warrenton, MO
    London, KY
    Union City, GA
    Mcdonough, GA
    Jonesboro, GA
    Lawrenceville, GA
    Lithonia, GA
    Siler City, NC
    Sanford, NC
    Sanford, NC
    Southern Pines, NC
Other Businesses

1. RATE Properties/RATE PA Properties: 8105 Early Bird Way, Mint Hill, NC 28227. Real Estate Rehab and Rentals. Position is Owner. Duties are to keep properties that I own occupied with tenants and maintenance upkeep. Also occasional rehabbing and flipping. Began 10/1/2018. 4 hrs/month, 0 hrs/month during trading hours. Not investment related. Not a client of the Firm. Compensation is rent/spread from buy/sells of properties.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-07-27
S63 Uniform Securities Agent State Law Examination 2009-11-13
  • S65 Uniform Investment Adviser Law Examination
    2011-07-27
  • S63 Uniform Securities Agent State Law Examination
    2009-11-13
Other Names
  • Robert C Johnson
  • Robert Charles Johnson

View on SEC IAPD

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